Yerra Solutions - Senior Compliance KYC

We serve the operational and technology needs of in-house legal & IP, e-Discovery, Investigations and Compliance organisations. Our offerings include consulting and technology-enabled managed services that drive operational efficiency and improved outcomes.

Yerra hires passionate, determined people and empowers creativity that delivers innovation to our business and our clients. We foster a positive work environment and encourage active corporate and individual involvement in our communities. We believe growth and client satisfaction is achieved through partnership, mutual respect and consistent excellence.


For the current role, we are seeking Senior Compliance KYC File Review Specialists for an initial period of 6 months. The main responsibility is to perform client file reviews in order to ensure appropriate documentation of the client's KYC prepared by the Relationship Managers (RMs) as well as to provide guidance on quality standards required to the Front. The role's focus is to ensure quality documentation of clients while adhering to internal guidelines, policies and regulatory requirements. The Senior Compliance KYC File Review Specialist is also responsible for ensuring feedback flow from working with the front team members regarding the quality of files reviewed. An extensive experience in reviewing client files for AML and KYC is required.


  • Perform KYC documentation reviews on the banks AML/KYC standards, as part of a remediation programme to improve documentation standards across private banking teams

  • Ensure that appropriate Know your Client (KYC) information and documentation is on file

  • Respond to requests raised by the RM

  • Raise potential documentation shortfalls with the relevant RM or escalate to relevant Line Manager

  • Regular meetings with RMs and Assistants as well as Line Mangers and Project Management

  • If required, provide 1:1 Trainings to RM's to train & explain the KYC documentation requirements & process


  • Minimum of 3-5 years' private wealth management experience, in a Client Facing / Risk / Compliance function

  • Sound knowledge of the Swiss and international AML/KYC best-practice and client documentation standards (CDB, AMLA, AMLO etc.)

  • Detailed knowledge of Customer Due Diligence requirements

  • Specific LatAm Market knowledge or Middle East/Russia Market knowledge

  • Sound organizational skills and excellent attention to detail

  • Ability to complete high volumes of client files to an excellent standard

  • Excellent communication skills (interaction with RMs)

  • Strong Microsoft Office skills, including PowerPoint and Excel

  • Excellent written and verbal communication skills in English

  • Spanish and/or Portuguese, and/or Russian is a plus

  • Interpersonal skills and ability to work collaboratively and efficiently with others

  • High level of integrity, discretion and trustworthiness

  • Strong analytical skills and ability to analyse issues and define solutions

Winner of the Swiss "2018 Best Companies to Work" award, our focus is delivering meaningful results for our clients and enriching the lives and careers of our employees. Working at Yerra means providing solutions to some of the most prestigious companies in the world : apply today and join the #YerraLife!