LMAX Exchange - Junior Compliance and AML Analyst

Responsibilities:

  • Monitoring the client screening process, regularly testing the system, providing feedback on the positive screening hits escalated from Client Onboarding Team.
  • To help senior Compliance Legal Analyst and Deputy MLRO prepare a suite of monthly MI.
  • As part of the compliance monitoring programme and with the help of senior members of the team conduct tests on a range of business processes from onboarding to deposits and withdrawals to ensure compliance with internal policies.
  • Maintenance of various compliance registers, records and databases.
  • Investigate and collate information for Senior Compliance analyst to form response to customer complaints.
  • Carry out Call and Chat Monitoring.
  • Daily checking of deposits and withdrawals.
  • Conducting transaction monitoring on high risk accounts, reviewing, investigating and escalating suspicious transactions and internal SARs.

Experience and Skills Required:

  • University degree or equivalent
  • Excellent proficiency in MS Office application.
  • Language skills (desirable – Chinese or Russian) – not essential but would be a added bonus
  • Confident and proactive in communicating with people at all level
  • Great team player with the ability to foster close working relationships with colleagues
  • Results orientated with a strong bias for action and outcome
  • Excellent communication skills both verbal and written
  • Comfortable with working in a young, technology driven environment with a great deal of responsibility and autonomy
  • Desire to contribute to success in areas beyond the core compliance areas
  • Drafting contracts
ComplianceEP Advisory