Julius Baer is the leading Swiss private banking group with a focus on servicing and advising sophisticated private clients and a premium brand in global wealth management. That is why a comprehensive range of services and first-class service quality are essential – as are the committed teams that provide them.
Independently review unusual transactions detected by the IT-based AML monitoring system, analyse their economic background and assess if the transaction is in line with the client’s KYC profile
Undertake additional clarifications if deemed required (e.g. investigate with the front units, run adverse information checks of the ordering party and/or beneficiary of the transaction, request and review corroboration documents etc.)
Initiate potential remedial actions (such as update of the client’s KYC profile or request transactional form A) and track their timely resolution
Initiate escalation procedures for suspicious transactions requiring additional due diligence and follow-up the handling of the case with internal stakeholders
Document clarification steps and evidence corroboration and reasoning for every decision and action taken
Degree (Bachelor or Master) in Economics, Audit, Finance or Legal
Professional experience in the financial business, preferably in Compliance, Risk, Audit and Control functions
Ideally professional experience in the handling of AML alerts or in the Compliance review of client documentation (KYC on-boarding and reviews)
Ability to work independently as well as with a team
Exhibit sound judgment and discretion
Attention to detail and strong follow up skills
Excellent written and spoken English, additional languages (in particular Russian, Italian, Spanish, French) would be an advantage
Contact Person: Karin Frei, HR Consultant, Telephone +41 58 886 26 51
We are looking forward to receiving your full job application through our online application tool. You can find further interesting job opportunities from the Home Page or under Similar Jobs section.